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Registration requirements to trade stocks for others - help needed

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Old 09-29-2008, 05:13 PM
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Join Date: Dec 2007
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Default Registration requirements to trade stocks for others - help needed

I have a verifiable 3-year track record trading U.S. equities. I would like to set up a corporation that is the investment advisor to a partnership that manages other people's money as a hedge fund.

Can anyone tell me what registration requirements must be performed to manage other people's money as a hedge fund trading in stocks? I fully intend to use the Reg D private placement exemption to proceed without SEC registration. But do I still need to register as an RIA (Registered Investment Advisor) with the SEC? Do I need a Series 7 or Series 65?

I currently live in Texas in case that matters.

Thank you.


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